SFC Licences of LAU Dorothy Kwok Cheung 劉幗璋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Chocolate Asset Management Limited 巧力資產管理有限公司	RO	9	04 September 2017
Merrill Lynch Far East Limited	RE	2	05 October 2010	16 June 2015
Merrill Lynch (Asia Pacific) Limited	RE	1	24 August 2010	16 June 2015
Merrill Lynch Futures (Hong Kong) Limited	RE	2	24 August 2010	16 December 2010
Minerva Capital Management Limited	RO	9	19 June 2009	24 February 2010
Merrill Lynch Futures (Hong Kong) Limited	RE	2	15 April 2008	01 May 2009
Merrill Lynch (Asia Pacific) Limited	RE	1	15 April 2008	01 May 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	25 September 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	25 September 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	25 September 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	25 September 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	9	01 April 2003	25 September 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	5	01 April 2003	25 September 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	01 April 2003	25 September 2004