SFC Licences of LAI Ching Ying, Stella 賴靖瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SW Capital Management Limited 信永資本管理有限公司	RE	9	20 March 2024
SW Capital Management Limited 信永資本管理有限公司	RE	4	20 March 2024
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司	RO	9	11 October 2023	20 December 2023
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司	RO	4	11 October 2023	20 December 2023
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司	RO	1	11 October 2023	20 December 2023
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司	RE	9	29 May 2023	11 October 2023
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司	RE	4	29 May 2023	11 October 2023
Sino Suisse Capital (Hong Kong) Limited 華瑞資本(香港)股份有限公司	RE	1	29 May 2023	11 October 2023
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	01 April 2003	14 July 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	01 April 2003	14 July 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	9	01 April 2003	03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	6	01 April 2003	03 June 2004
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	01 April 2003	03 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	5	01 April 2003	03 June 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	9	01 April 2003	03 June 2004