SFC Licences of RAJPAL Amit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marshall Wace Asia Limited |
RO | 1, 9 | 05 April 2017 | |
| Marshall Wace Asia Limited |
RE | 9 | 11 November 2008 | 05 April 2017 |
| Morgan Stanley Hong Kong Securities Limited |
RE | 1 | 15 August 2007 | 28 July 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 7 | 15 August 2007 | 28 July 2008 |
| Morgan Stanley Hong Kong Futures Limited |
RE | 2, 7 | 15 August 2007 | 28 July 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 1 | 01 April 2003 | 28 July 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 4 | 01 April 2003 | 08 June 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RE | 6, 7 | 01 April 2003 | 11 February 2004 |