SFC Licences of RAJPAL Amit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Marshall Wace Asia Limited | RE | 9 | 13 April 2023 | |
Marshall Wace Asia Limited | RO | 9 | 05 April 2017 | 13 April 2023 |
Marshall Wace Asia Limited | RO | 1 | 05 April 2017 | 13 April 2023 |
Marshall Wace Asia Limited | RE | 9 | 11 November 2008 | 05 April 2017 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 15 August 2007 | 28 July 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 15 August 2007 | 28 July 2008 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 15 August 2007 | 28 July 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 15 August 2007 | 28 July 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 28 July 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 08 June 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |