SFC Licences of RAJPAL Amit

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Marshall Wace Asia Limited
RO 1, 9 05 April 2017
Marshall Wace Asia Limited
RE 9 11 November 2008 05 April 2017
Morgan Stanley Hong Kong Securities Limited
RE 1 15 August 2007 28 July 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 7 15 August 2007 28 July 2008
Morgan Stanley Hong Kong Futures Limited
RE 2, 7 15 August 2007 28 July 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 1 01 April 2003 28 July 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 4 01 April 2003 08 June 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
RE 6, 7 01 April 2003 11 February 2004