SFC Licences of YU Koon Ying, Harry 余冠英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 6 21 September 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 4 21 September 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RO 1 21 September 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 26 August 2016 21 September 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 26 August 2016 21 September 2016
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 26 August 2016 21 September 2016
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RO 1 15 April 2011 01 August 2016
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RO 6 15 April 2011 01 August 2016
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 4 07 April 2011 01 August 2016
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 07 April 2011 15 April 2011
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 07 April 2011 15 April 2011
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 6 31 December 2010 01 April 2011
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 4 31 December 2010 01 April 2011
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 1 31 December 2010 01 April 2011
Partners Capital International Limited 博大資本國際有限公司 RO 6 23 April 2004 29 June 2008
Partners Capital International Limited 博大資本國際有限公司 RO 1 23 April 2004 29 June 2008
Partners Capital International Limited 博大資本國際有限公司 RE 6 26 January 2004 23 April 2004
Partners Capital International Limited 博大資本國際有限公司 RE 1 26 January 2004 23 April 2004
Piper Jaffray Asia Limited 派杰亞洲有限公司 RO 6 01 April 2003 01 January 2004