SFC Licences of YIP Man Wai 葉敏慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 17 November 2021 | 12 January 2024 |
| Hing Wong Securities Limited 興旺證券有限公司 | RE | 1 | 20 July 2018 | 15 July 2021 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 22 February 2017 | 08 July 2018 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 16 October 2013 | 08 July 2018 |
| Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 16 February 2009 | 09 October 2013 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 22 August 2005 | 12 February 2009 |
| Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 01 June 2005 | 20 August 2005 |
| Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 1 | 10 November 2004 | 31 May 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2003 | 23 April 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 April 2003 | 23 April 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 6 | 01 April 2003 | 23 April 2004 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 9 | 01 April 2003 | 23 April 2004 |