SFC Licences of CHISHIMA Toru
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 11 January 2011 | 30 May 2011 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 14 April 2009 | 30 May 2011 |
Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 | RO | 1 | 11 April 2008 | 01 May 2009 |
Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 | RE | 1 | 04 April 2006 | 11 April 2008 |