SFC Licences of LIANG Yiming 梁仡銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
EM Asset Management Limited 易美資産管理有限公司 RO 9 17 March 2023
EM Asset Management Limited 易美資産管理有限公司 RO 4 17 March 2023
EM Asset Management Limited 易美資産管理有限公司 RE 9 05 January 2023 17 March 2023
EM Asset Management Limited 易美資産管理有限公司 RE 4 05 January 2023 17 March 2023
Cheung On Securities Limited 長安證券有限公司 RO 9 21 December 2020 19 October 2022
Cheung On Securities Limited 長安證券有限公司 RO 4 21 December 2020 19 October 2022
Cheung On Securities Limited 長安證券有限公司 RO 1 21 December 2020 28 January 2022
New Vision Asset Management Limited 新盛資產管理有限公司 RE 9 23 December 2019 06 April 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 4 15 August 2014 09 June 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 15 August 2014 09 June 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 15 August 2014 06 August 2018
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 04 June 2014 15 August 2014
Goldstream Capital Management Limited 金涌資本管理有限公司 RO 9 02 March 2012 11 April 2014
Goldstream Capital Management Limited 金涌資本管理有限公司 RO 4 02 March 2012 11 April 2014