SFC Licences of YOUNG Ting Kar 楊庭嘉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 02 December 2021
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 02 December 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 27 September 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 27 September 2021
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 02 December 2021 08 July 2022
Magic Compass Securities Limited 摩石證券有限公司 RO 9 15 January 2021 10 August 2021
Magic Compass Securities Limited 摩石證券有限公司 RO 4 15 January 2021 10 August 2021
Magic Compass Securities Limited 摩石證券有限公司 RO 1 04 February 2020 10 August 2021
Magic Compass Securities Limited 摩石證券有限公司 RE 1 06 January 2020 04 February 2020
Lapland Securities Limited 拉普蘭證券有限公司 RE 9 13 September 2019 20 December 2019
Lapland Securities Limited 拉普蘭證券有限公司 RE 4 13 September 2019 20 December 2019
Lapland Securities Limited 拉普蘭證券有限公司 RE 1 13 September 2019 20 December 2019
Solomon Securities Limited 所羅門證券有限公司 RE 9 20 March 2019 10 May 2019
Solomon Securities Limited 所羅門證券有限公司 RE 4 07 January 2019 10 May 2019
Solomon Securities Limited 所羅門證券有限公司 RE 1 07 January 2019 10 May 2019
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 05 May 2011 25 August 2012
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 4 05 May 2011 25 August 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 05 May 2011 25 August 2012
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 14 October 2010 01 April 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 14 October 2010 01 April 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 14 October 2010 01 April 2011
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 17 October 2003 22 June 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 22 June 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 April 2003 22 June 2007
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 15 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 15 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 5 01 April 2003 13 October 2003
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 9 01 April 2003 13 October 2003