SFC licenceholder AEY448 HUNG Hei King, Kenneth 洪熙敬

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 15 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 May 2010
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities) 28 May 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [7] (Providing Automated Trading Services) 28 May 2010 01 November 2013
Nomura Securities (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 02 February 2010 20 March 2010
Nomura Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 28 November 2008 19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 October 2008 20 March 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE [2] (Dealing in Futures Contracts) 13 October 2005 29 September 2008
Lehman Brothers Futures Asia Limited RE [2] (Dealing in Futures Contracts) 13 October 2005 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE [1] (Dealing in Securities) 15 September 2005 29 September 2008