SFC licenceholder AEY448 HUNG Hei King, Kenneth 洪熙敬

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 (Providing Automated Trading Services) 2010-05-28 2013-11-01
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2010-05-28
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 (Dealing in Securities) 2010-05-28
Nomura Securities (Hong Kong) Limited RE 2 (Dealing in Futures Contracts) 2010-02-02 2010-03-20
Nomura Futures (Hong Kong) Limited RE 2 (Dealing in Futures Contracts) 2008-11-28 2010-02-19
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2008-10-10 2010-03-20
Lehman Brothers Futures Asia Limited RE 2 (Dealing in Futures Contracts) 2005-10-13 2008-09-29
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 (Dealing in Futures Contracts) 2005-10-13 2008-09-29
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 (Dealing in Securities) 2005-09-15 2008-09-29