SFC licenceholder AEY448 HUNG Hei King, Kenneth 洪熙敬
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Updated: 15 February 2020
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 May 2010 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | [1] (Dealing in Securities) | 28 May 2010 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | [7] (Providing Automated Trading Services) | 28 May 2010 | 01 November 2013 |
| Nomura Securities (Hong Kong) Limited | RE | [2] (Dealing in Futures Contracts) | 02 February 2010 | 20 March 2010 |
| Nomura Futures (Hong Kong) Limited | RE | [2] (Dealing in Futures Contracts) | 28 November 2008 | 19 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 October 2008 | 20 March 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 | 29 September 2008 |
| Lehman Brothers Futures Asia Limited | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | [1] (Dealing in Securities) | 15 September 2005 | 29 September 2008 |