SFC licenceholder AEY448 HUNG Hei King, Kenneth 洪熙敬
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 (Providing Automated Trading Services) | 2010-05-28 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2010-05-28 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 (Dealing in Securities) | 2010-05-28 | |
| Nomura Securities (Hong Kong) Limited | RE | 2 (Dealing in Futures Contracts) | 2010-02-02 | 2010-03-20 |
| Nomura Futures (Hong Kong) Limited | RE | 2 (Dealing in Futures Contracts) | 2008-11-28 | 2010-02-19 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2008-10-10 | 2010-03-20 |
| Lehman Brothers Futures Asia Limited | RE | 2 (Dealing in Futures Contracts) | 2005-10-13 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 (Dealing in Futures Contracts) | 2005-10-13 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 (Dealing in Securities) | 2005-09-15 | 2008-09-29 |