SFC Licences of HUNG Hei King, Kenneth 洪熙敬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 28 May 2010 | 03 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 28 May 2010 | 03 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 May 2010 | 03 August 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 28 May 2010 | 01 November 2013 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 02 February 2010 | 20 March 2010 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 28 November 2008 | 19 February 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 20 March 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 20 March 2010 |
Lehman Brothers Futures Asia Limited | RE | 2 | 13 October 2005 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 13 October 2005 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 15 September 2005 | 29 September 2008 |