SFC Licences of HUNG Hei King, Kenneth 洪熙敬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 28 May 2010 03 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 28 May 2010 03 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 28 May 2010 03 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 28 May 2010 01 November 2013
Nomura Securities (Hong Kong) Limited RE 2 02 February 2010 20 March 2010
Nomura Futures (Hong Kong) Limited RE 2 28 November 2008 19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 20 March 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 20 March 2010
Lehman Brothers Futures Asia Limited RE 2 13 October 2005 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 13 October 2005 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 15 September 2005 29 September 2008