SFC Licences of PAO Lik 鮑力

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Draco Investment Management Limited 天龍投資管理有限公司 RO 9 11 May 2021
Draco Investment Management Limited 天龍投資管理有限公司 RO 4 10 May 2021
Draco Investment Management Limited 天龍投資管理有限公司 RO 1 10 May 2021
C.P. Financial Management Limited 中和資產管理有限公司 RO 9 13 December 2016 22 October 2020
C.P. Securities International Limited 中和證劵國際有限公司 RO 1 22 April 2016 11 December 2020
C.P. Securities International Limited 中和證劵國際有限公司 RE 1 12 April 2016 22 April 2016
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 9 15 March 2012 21 March 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RO 4 23 February 2010 21 March 2016
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 4 18 March 2009 21 March 2016
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RO 1 20 December 2007 21 March 2016
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 20 December 2007 18 March 2009
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 01 April 2003 20 December 2007
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 6 01 April 2003 15 May 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 9 01 April 2003 15 May 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 01 April 2003 15 May 2004