SFC Licences of HURST Richard Mark

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	15 November 2010	12 April 2019
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	15 November 2010	31 August 2013
Morgan Stanley Hong Kong Securities Limited	RE	1	27 July 2007	11 June 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	27 July 2007	11 June 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	18 June 2007	11 June 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	14 February 2005	21 April 2007
Merrill Lynch (Asia Pacific) Limited	RE	9	01 April 2003	05 January 2005
Merrill Lynch (Asia Pacific) Limited	RE	7	01 April 2003	05 January 2005
Merrill Lynch (Asia Pacific) Limited	RE	6	01 April 2003	05 January 2005
Merrill Lynch (Asia Pacific) Limited	RE	4	01 April 2003	05 January 2005
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2003	05 January 2005
Merrill Lynch Far East Limited	RE	1	01 April 2003	05 January 2005
Merrill Lynch Far East Limited	RE	4	01 April 2003	05 January 2005
Merrill Lynch Far East Limited	RE	6	01 April 2003	05 January 2005
Merrill Lynch Far East Limited	RE	9	01 April 2003	05 January 2005