SFC Licences of LAW Kwan Ying 羅群英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 10 January 2012 | |
| King Fook Securities Company Limited 景福證券有限公司 | RE | 1 | 01 April 2003 | 22 December 2011 |
| King Fook Securities Company Limited 景福證券有限公司 | RE | 4 | 01 April 2003 | 02 February 2004 |
| King Fook Securities Company Limited 景福證券有限公司 | RE | 6 | 01 April 2003 | 02 February 2004 |
| King Fook Securities Company Limited 景福證券有限公司 | RE | 9 | 01 April 2003 | 02 February 2004 |