SFC Licences of HO Ngar Yan 何雅茵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 17 February 2015 01 September 2020
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 17 February 2015 01 September 2020
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 1 25 February 2011 07 February 2015
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 4 25 March 2010 07 February 2015
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 1 19 May 2009 25 February 2011
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 RE 1 01 March 2005 22 November 2008