SFC Licences of HO Ngar Yan 何雅茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 4 | 17 February 2015 | 01 September 2020 |
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 17 February 2015 | 01 September 2020 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RO | 1 | 25 February 2011 | 07 February 2015 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 4 | 25 March 2010 | 07 February 2015 |
KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 1 | 19 May 2009 | 25 February 2011 |
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 01 March 2005 | 22 November 2008 |