SFC Licences of TSUI Suk Man 徐淑敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 04 November 2019 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 04 September 2019 | |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 04 October 2004 | 22 August 2019 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 28 September 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |