SFC Licences of JEONG Joseph Chu
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 | RE | 9 | 23 March 2023 | 31 December 2023 |
| Arta Asset Management Limited 裕承資產管理有限公司 | RE | 4 | 23 March 2023 | 31 December 2023 |
| Arta Asset Management Limited 裕承資產管理有限公司 | RE | 1 | 23 March 2023 | 31 December 2023 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 9 | 23 March 2023 | 31 December 2023 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 4 | 23 March 2023 | 31 December 2023 |
| Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 23 March 2023 | 31 December 2023 |
| Arta Global Futures Limited 裕承環球期貨有限公司 | RE | 2 | 23 March 2023 | 31 December 2023 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 | RE | 9 | 13 August 2021 | 31 July 2022 |
| Plutus Asset Management Limited 貝德斯資產管理有限公司 | RE | 4 | 13 August 2021 | 31 July 2022 |
| MaiCapital Limited | RE | 9 | 02 April 2020 | 29 December 2020 |
| MaiCapital Limited | RE | 4 | 02 April 2020 | 29 December 2020 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 13 May 2014 | 20 June 2014 |
| Religare Capital Markets (Hong Kong) Limited | RO | 1 | 21 October 2009 | 20 April 2014 |
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 06 January 2009 | 21 October 2009 |
| LXL Investment Management (Hong Kong) Limited | RE | 9 | 24 November 2005 | 31 October 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 31 October 2003 | 30 September 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 29 July 2003 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 29 July 2003 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 29 July 2003 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 29 July 2003 |