SFC Licences of KUM Wan Sze, Jocelyn 甘婉絲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 9 01 April 2003 04 June 2004
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 01 April 2003 04 June 2004
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 01 April 2003 04 June 2004