SFC Licences of TANG Ka Yee, Miranda 鄧嘉儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 02 January 2018 | 05 July 2019 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 9 | 22 September 2004 | 05 July 2019 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 6 | 01 April 2003 | 05 July 2019 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 4 | 01 April 2003 | 05 July 2019 |