SFC Licences of LAU Tat Yan 劉達仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gary Cheng Securities Limited 加多利證券有限公司 RE 1 18 April 2017 21 May 2020
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 02 September 2014 06 April 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 02 September 2014 06 April 2017
Metro Capital Futures Limited 美高期貨有限公司 RE 2 17 December 2012 30 August 2014
M&F Asset Management Limited 渼豐資產管理有限公司 RE 1 17 December 2012 30 August 2014
Celestial Commodities Limited 時富商品有限公司 RE 2 22 March 2006 11 December 2012
Celestial Securities Limited 時富證券有限公司 RE 1 22 March 2006 11 December 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 10 March 2006
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 01 April 2003 10 March 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 29 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 29 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 01 April 2003 29 March 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 29 March 2005
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 9 01 April 2003 09 December 2003
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 7 01 April 2003 15 August 2003