SFC Licences of NG Ho Yuen, Howard 伍浩源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Golden K2 Securities Limited	RO	1	24 February 2021	28 November 2023
Maxcess Capital Limited 至成資本有限公司	RO	9	24 February 2021
Maxcess Capital Limited 至成資本有限公司	RO	4	24 February 2021
Golden K2 Securities Limited	RE	1	19 January 2021	24 February 2021
Maxcess Capital Limited 至成資本有限公司	RE	9	19 January 2021	24 February 2021
Maxcess Capital Limited 至成資本有限公司	RE	4	19 January 2021	24 February 2021
WE Securities Limited 維恩證券有限公司	RO	1	02 October 2018	31 December 2020
WE Asset Management Limited 維恩資產管理有限公司	RO	9	19 March 2018	31 December 2020
WE Asset Management Limited 維恩資產管理有限公司	RO	4	19 March 2018	31 December 2020
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司	RO	9	24 October 2016	30 November 2017
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司	RO	1	24 October 2016	30 November 2017
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司	RE	9	03 October 2016	24 October 2016
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司	RE	1	03 October 2016	24 October 2016
Safari Asia Limited 十八里亞洲有限公司	RO	9	09 September 2016	30 September 2016
Safari Asia Limited 十八里亞洲有限公司	RO	4	09 September 2016	30 September 2016
Safari Asia Limited 十八里亞洲有限公司	RE	9	19 August 2016	09 September 2016
Safari Asia Limited 十八里亞洲有限公司	RE	4	19 August 2016	09 September 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	25 November 2013	14 April 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	25 November 2013	14 April 2016
Enhanced Investment Products Limited 易亞投資管理有限公司	RO	9	03 April 2008	23 November 2013
Enhanced Investment Products Limited 易亞投資管理有限公司	RO	5	03 April 2008	23 November 2013
Enhanced Investment Products Limited 易亞投資管理有限公司	RO	4	03 April 2008	23 November 2013
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司	RE	2	03 July 2006	06 February 2008
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司	RE	1	03 July 2006	06 February 2008
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	5	01 April 2003	19 June 2006
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	4	01 April 2003	19 June 2006
Enhanced Investment Products Limited 易亞投資管理有限公司	RE	9	01 April 2003	19 June 2006