SFC Licences of NG Koon Ho, Steven 吳冠豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RO | 4 | 08 November 2019 | 01 November 2022 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RO | 1 | 08 November 2019 | 01 November 2022 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RO | 9 | 14 January 2019 | 01 November 2022 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 9 | 28 September 2018 | 14 January 2019 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 4 | 01 April 2015 | 08 November 2019 |
| Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 | RE | 1 | 01 April 2015 | 08 November 2019 |
| Robeco Hong Kong Limited | RE | 4 | 26 August 2013 | 31 March 2015 |
| Robeco Hong Kong Limited | RE | 1 | 26 August 2013 | 31 March 2015 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 25 July 2007 | 22 January 2009 |