SFC Licences of LI Kit 李潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 October 2003 | 20 November 2003 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 September 2003 | 20 November 2003 |
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 1 | 01 April 2003 | 01 July 2003 |
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 4 | 01 April 2003 | 01 July 2003 |
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 July 2003 |
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 9 | 01 April 2003 | 01 July 2003 |