SFC Licences of WONG Yuen Kee, Yvonne 王琬琦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Constellar Capital Partners Hong Kong Limited RE 1 24 May 2023
Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 RO 4 04 January 2021 31 July 2021
Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 RO 1 04 January 2021 31 July 2021
Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 RO 9 05 November 2020 31 July 2021
Ally Bridge Group (HK) Limited 滙橋資本集團(香港)有限公司 RE 9 08 September 2020 05 November 2020
LQ Pacific Partners Limited 德迅太平洋資本有限公司 RO 9 31 January 2019 29 February 2020
LQ Pacific Partners Limited 德迅太平洋資本有限公司 RO 4 31 January 2019 29 February 2020
LQ Pacific Partners Limited 德迅太平洋資本有限公司 RO 1 31 January 2019 29 February 2020
Lighthorse Asset Management (HK) Limited RO 9 26 March 2018 30 September 2018
Lighthorse Asset Management (HK) Limited RO 4 26 March 2018 30 September 2018
Lighthorse Asset Management (HK) Limited RE 9 17 November 2016 26 March 2018
Lighthorse Asset Management (HK) Limited RE 4 17 November 2016 26 March 2018
Fountainhead Partners Company Limited 弘源資本有限公司 RE 9 01 April 2016 05 May 2016
Fountainhead Partners Company Limited 弘源資本有限公司 RE 4 01 April 2016 05 May 2016
Fountainhead Partners Company Limited 弘源資本有限公司 RE 1 01 April 2016 05 May 2016
Thaddeus Capital Management (HK) Limited RE 9 25 August 2008 18 November 2009
Merrill Lynch Far East Limited RE 1 01 March 2005 07 June 2008
Merrill Lynch (Asia Pacific) Limited RE 1 01 March 2005 07 June 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 14 January 2005
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 11 February 2004
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 11 February 2004