SFC Licences of FOK Siu Kee 霍少祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 4 | 05 August 2015 | 08 October 2019 |
TC Investment Management (Asia) Limited 同創投資管理(亞洲)有限公司 | RE | 1 | 05 August 2015 | 08 October 2019 |
FTL Wealth Management (HK) Limited 富通財富管理有限公司 | RE | 4 | 16 September 2008 | 30 November 2010 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 11 March 2005 | 27 June 2008 |