SFC Licences of TSUI Hok Man, Simon 崔學民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 16 December 2020 09 January 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 16 December 2020 09 January 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 21 April 2006 09 January 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 21 April 2006 09 January 2022
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 01 April 2003 07 April 2006
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 01 April 2003 07 April 2006
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 April 2003 07 April 2006
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 5 01 April 2003 28 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 4 01 April 2003 28 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 6 01 April 2003 28 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 7 01 April 2003 28 June 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 9 01 April 2003 28 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 28 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 7 01 April 2003 28 June 2004
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 9 01 April 2003 28 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 28 June 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 28 June 2004