SFC Licences of WU Li Jun 吳麗君

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司
RE 2 27 March 2015
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司
RE 1 27 March 2015
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 29 December 2008 14 January 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 25 January 2006 14 January 2014
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 25 January 2006 28 June 2008
BOCOM International Holdings Company Limited 交銀國際控股有限公司
RE 2 07 November 2005 10 January 2006
BOCOM International Holdings Company Limited 交銀國際控股有限公司
RE 1 20 June 2005 10 January 2006
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司
RE 2 26 September 2003 20 June 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 1 01 April 2003 20 June 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 4, 6, 9 01 April 2003 03 September 2003