SFC Licences of SUNG Wai Yin 宋慧燕

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 1, 4, 6, 9 01 April 2003 15 August 2003
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 03 April 2014 01 March 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 20 July 2011 01 March 2016
Wintone Securities Limited 榮通證券有限公司
RE 2 15 December 2009 08 April 2011
Wintone Securities Limited 榮通證券有限公司
RE 1 04 April 2006 05 July 2011