SFC Licences of SUNG Wai Yin 宋慧燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 03 April 2014 | 01 March 2016 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 20 July 2011 | 01 March 2016 |
Wintone Securities Limited 榮通證券有限公司 | RE | 2 | 15 December 2009 | 08 April 2011 |
Wintone Securities Limited 榮通證券有限公司 | RE | 1 | 04 April 2006 | 05 July 2011 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 15 August 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 15 August 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 15 August 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 15 August 2003 |