SFC Licences of BAHUREL Julien Yves
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RO | 2 | 31 August 2011 | 06 April 2013 |
UBS Securities Asia Limited | RO | 1 | 31 August 2011 | 06 April 2013 |
UBS Securities Asia Limited | RE | 2 | 01 November 2010 | 31 August 2011 |
UBS Securities Asia Limited | RE | 1 | 01 November 2010 | 31 August 2011 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 14 April 2010 | 23 August 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 12 October 2006 | 23 August 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 12 October 2006 | 23 August 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 12 June 2006 | 23 August 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 12 June 2006 | 23 August 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 12 June 2006 | 23 August 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 June 2006 | 23 August 2010 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 17 June 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 17 June 2004 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |