SFC Licences of WISE Andrew Waltuch
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 | RO | 9 | 11 February 2010 | 15 November 2010 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 | RE | 9 | 27 November 2008 | 11 February 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 05 May 2008 | 25 June 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 11 March 2008 | 25 June 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 11 March 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |