SFC Licences of DOHERTY Manning Lea
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 | RE | 9 | 05 December 2011 | 30 June 2015 |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 16 November 2007 | 28 October 2011 |
| Oaktree Capital (Hong Kong) Limited | RE | 9 | 30 August 2006 | 28 October 2011 |
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 07 August 2006 | 28 October 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 15 July 2006 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 15 July 2006 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 13 October 2004 |