SFC Licences of KAY Wai Kei 暨瑋琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 | RE | 1 | 01 July 2022 | |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 04 June 2013 | 30 June 2022 |
| CVP Securities Limited 星火證券有限公司 | RE | 2 | 21 July 2011 | 03 June 2013 |
| CVP Securities Limited 星火證券有限公司 | RE | 1 | 21 July 2011 | 03 June 2013 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 05 July 2011 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 01 April 2003 | 05 July 2011 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 10 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 10 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 10 January 2004 |