SFC Licences of LAYDON Frederick Tennyson
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Asia Pacific Investment Advisors Limited | RE | 9 | 01 February 2023 | 27 November 2023 |
Asia Pacific Investment Advisors Limited | RE | 6 | 01 February 2023 | 27 November 2023 |
Asia Pacific Investment Advisors Limited | RE | 4 | 01 February 2023 | 27 November 2023 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 06 December 2019 | 03 May 2021 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RO | 4 | 01 April 2003 | 31 December 2005 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RO | 9 | 01 April 2003 | 31 December 2005 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RO | 6 | 01 April 2003 | 04 November 2004 |