SFC Licences of WONG Yuen Tung 黃元通

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 26 October 2004 07 April 2005
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RE 2 26 October 2004 07 April 2005
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 01 April 2003 26 October 2004
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 01 April 2003 26 October 2004
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4, 6, 7, 9 01 April 2003 24 May 2004
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 5, 7, 9 01 April 2003 24 May 2004