SFC Licences of LOWE Adrian Phillip 劉世君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chelsea Securities Limited 昭海金融證券有限公司 | RE | 9 | 30 July 2014 | 01 October 2021 |
| Chelsea Securities Limited 昭海金融證券有限公司 | RE | 4 | 30 July 2014 | 01 October 2021 |
| Chelsea Securities Limited 昭海金融證券有限公司 | RE | 1 | 30 July 2014 | 01 October 2021 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 23 February 2011 | 31 July 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 01 April 2003 | 30 June 2008 |