SFC Licences of SHU Hoi Li, Karie 舒凱莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 1, 4 16 October 2019
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司
RE 1, 4 10 October 2011 03 September 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1 01 April 2003 19 December 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 4, 6, 9 01 April 2003 13 October 2004