SFC Licences of SHU Hoi Li, Karie 舒凱莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 4 | 16 October 2019 | |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 1 | 16 October 2019 | |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 4 | 10 October 2011 | 03 September 2013 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 | RE | 1 | 10 October 2011 | 03 September 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 19 December 2007 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 13 October 2004 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 13 October 2004 |