SFC Licences of MCCOIG Fergus Robert

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TigerWit (Hong Kong) Limited RO 3 12 December 2019 27 October 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 14 September 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 14 September 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 15 April 2015 14 September 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 15 April 2015 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 April 2015 02 October 2017
T.F.S. Derivatives HK Limited RO 1 13 May 2011 31 December 2014
T.F.S. Derivatives HK Limited RO 2 09 April 2010 31 December 2014
T.F.S. Derivatives HK Limited RE 1 06 October 2009 13 May 2011
T.F.S. Derivatives HK Limited RE 2 06 October 2009 09 April 2010
T.F.S. Derivatives HK Limited RO 1 21 May 2009 06 October 2009
T.F.S. Derivatives HK Limited RO 2 03 April 2009 06 October 2009
Trio Equity Derivatives (Hong Kong) Limited RE 2 30 June 2006 28 November 2006
Trio Equity Derivatives (Hong Kong) Limited RE 1 30 June 2006 28 November 2006
Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 RO 9 18 August 2004 18 June 2006