SFC Licences of MCCOIG Fergus Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
TigerWit (Hong Kong) Limited | RO | 3 | 12 December 2019 | 27 October 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 14 September 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 14 September 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 April 2015 | 14 September 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 15 April 2015 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 April 2015 | 02 October 2017 |
T.F.S. Derivatives HK Limited | RO | 1 | 13 May 2011 | 31 December 2014 |
T.F.S. Derivatives HK Limited | RO | 2 | 09 April 2010 | 31 December 2014 |
T.F.S. Derivatives HK Limited | RE | 1 | 06 October 2009 | 13 May 2011 |
T.F.S. Derivatives HK Limited | RE | 2 | 06 October 2009 | 09 April 2010 |
T.F.S. Derivatives HK Limited | RO | 1 | 21 May 2009 | 06 October 2009 |
T.F.S. Derivatives HK Limited | RO | 2 | 03 April 2009 | 06 October 2009 |
Trio Equity Derivatives (Hong Kong) Limited | RE | 2 | 30 June 2006 | 28 November 2006 |
Trio Equity Derivatives (Hong Kong) Limited | RE | 1 | 30 June 2006 | 28 November 2006 |
Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 | RO | 9 | 18 August 2004 | 18 June 2006 |