SFC Licences of ROSENFELD Mark Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 05 September 2005 | 02 August 2007 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 05 August 2005 | 05 September 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 4 | 24 May 2005 | 12 July 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 24 May 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 31 March 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 31 March 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 31 March 2005 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 28 January 2005 |