SFC Licences of FONG Tak Yee 方德義
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Success Asset Management Limited 實德資產管理有限公司 | RO | 9 | 26 April 2019 | 01 December 2021 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RO | 2 | 13 August 2008 | 19 June 2018 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RO | 3 | 06 December 2005 | 29 August 2019 |
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 30 April 2004 | 13 August 2008 |
Success Securities Limited 實德證券有限公司 | RO | 4 | 23 December 2003 | 31 March 2023 |
Success Securities Limited 實德證券有限公司 | RO | 1 | 23 December 2003 | 31 March 2023 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 01 April 2003 | 15 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 01 April 2003 | 15 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 6 | 01 April 2003 | 15 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 7 | 01 April 2003 | 15 September 2003 |
Emperor Securities Limited 英皇證券有限公司 | RE | 9 | 01 April 2003 | 15 September 2003 |