SFC Licences of CHANG Yick Wai Albert 張亦衛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 6 01 September 2021
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 17 August 2021 01 September 2021
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RO 6 02 June 2020 30 July 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RO 1 02 June 2020 30 July 2021
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 RE 6 26 March 2020 02 June 2020
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 RE 1 26 March 2020 02 June 2020
Quam Capital Limited 華富建業企業融資有限公司 RE 6 11 December 2019 27 February 2020
Quam Capital Limited 華富建業企業融資有限公司 RE 1 11 December 2019 27 February 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 6 18 February 2016 27 June 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 18 February 2016 27 June 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 09 November 2015 27 June 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 09 November 2015 18 February 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 09 November 2015 18 February 2016
CCB International Capital Limited 建銀國際金融有限公司 RE 6 15 May 2014 01 November 2014
CCB International Capital Limited 建銀國際金融有限公司 RE 1 15 May 2014 01 November 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 6 21 March 2011 06 December 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 12 July 2010 06 December 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 12 July 2010 21 March 2011
BOCI Asia Limited 中銀國際亞洲有限公司 RO 6 27 December 2006 26 June 2010
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 20 July 2004 27 December 2006