SFC Licences of WONG Hou Nung, Lawrence 黃效能

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hermes Securities Limited 凱敏證券有限公司 RE 1 23 February 2011 01 November 2022
Valuable Capital Limited 華盛資本証券有限公司 RO 1 14 July 2010 31 January 2011
Hermes Securities Limited 凱敏證券有限公司 RE 1 01 April 2003 30 June 2010
Hermes Securities Limited 凱敏證券有限公司 RE 6 01 April 2003 20 January 2005
Hermes Securities Limited 凱敏證券有限公司 RE 9 01 April 2003 20 January 2005
Hermes Securities Limited 凱敏證券有限公司 RE 4 01 April 2003 20 January 2005