SFC Licences of TRUONG To Linh 張素玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dakin Securities Limited 德健證券有限公司 RO 4 02 March 2021 19 October 2022
Dakin Asset Management Limited 德健資產管理有限公司 RO 9 17 July 2019 13 April 2023
Dakin Securities Limited 德健證券有限公司 RO 1 15 August 2016 19 October 2022
Dakin Securities Limited 德健證券有限公司 RO 2 15 August 2016 04 March 2021
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RO 2 12 September 2012 12 August 2016
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RO 1 12 September 2012 12 August 2016
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 2 17 October 2011 12 September 2012
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 1 17 October 2011 12 September 2012
South West Capital Limited 西南融資有限公司 RO 2 30 June 2011 30 September 2011
South West Capital Limited 西南融資有限公司 RO 1 30 June 2011 30 September 2011
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 2 07 August 2009 13 January 2011
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 1 07 August 2009 13 January 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 25 August 2008 31 July 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 25 August 2008 31 July 2009
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 2 16 July 2008 30 July 2008
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 1 16 July 2008 30 July 2008