SFC Licences of HU Tan Nei, Denise 胡妲妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rockhampton Management Limited | RO | 9 | 26 January 2011 | |
| Rockhampton Management Limited | RO | 4 | 26 January 2011 | |
| Rockhampton Management (Hong Kong) Limited | RO | 9 | 03 April 2009 | 26 January 2011 |
| SAIL Advisors Limited | RO | 9 | 25 August 2008 | 27 October 2008 |
| SAIL Advisors Limited | RE | 9 | 25 October 2004 | 25 August 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 15 August 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 15 August 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 15 August 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 15 August 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 15 August 2003 |