SFC Licences of FISHER Jocelyn Howard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bucephalus Research Partnership Limited | RO | 4 | 24 March 2017 | 31 May 2019 |
| SF Partners Limited 盛豐資本有限公司 | RO | 4 | 28 January 2014 | 31 May 2017 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RO | 1 | 14 March 2006 | 08 March 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 02 June 2005 | 08 March 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 June 2004 | 02 June 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 15 March 2004 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 15 March 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 15 March 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 15 March 2004 |