SFC Licences of KWOK May Lin, Maureen 郭美蓮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Crosby Securities Limited 高誠證券有限公司 RE 9 12 March 2013 20 October 2017
Crosby Securities Limited 高誠證券有限公司 RE 4 12 March 2013 20 October 2017
Crosby Securities Limited 高誠證券有限公司 RE 1 12 March 2013 20 October 2017
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 RE 9 25 June 2012 28 September 2012
Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 RE 4 25 June 2012 28 September 2012
Merrill Lynch (Asia Pacific) Limited RE 4 24 October 2011 22 December 2011
Merrill Lynch Far East Limited RE 2 20 September 2010 22 December 2011
Merrill Lynch Futures (Hong Kong) Limited RE 2 14 July 2005 20 September 2010
Merrill Lynch (Asia Pacific) Limited RE 1 06 July 2005 22 December 2011
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 4 01 April 2003 22 June 2005
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 1 01 April 2003 22 June 2005
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 6 01 April 2003 12 October 2004
Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 RE 9 01 April 2003 12 October 2004