SFC Licences of WILLIAMS David Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 5 | 20 August 2008 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 20 August 2008 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 20 August 2008 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 20 August 2008 | 23 November 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 03 September 2007 | 01 February 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 03 September 2007 | 01 February 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 03 September 2007 | 01 February 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 September 2007 | 01 February 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 14 September 2006 | 13 December 2006 |