SFC Licences of MOK Wai Yip 莫偉業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Zhonghui International Futures Company Limited 中輝國際期貨有限公司	RO	2	28 January 2022
Zhonghui International Futures Company Limited 中輝國際期貨有限公司	RE	2	31 December 2020	28 January 2022
Zhonghui International Futures Company Limited 中輝國際期貨有限公司	RO	2	31 July 2017	31 December 2020
JS Securities Limited 晉商證券有限公司	RE	4	11 July 2017	28 February 2020
JS Securities Limited 晉商證券有限公司	RE	1	11 July 2017	28 February 2020
Zhonghui International Futures Company Limited 中輝國際期貨有限公司	RE	2	11 July 2017	31 July 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	5	08 September 2015	31 May 2017
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	2	08 September 2015	31 May 2017
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	4	08 September 2015	31 May 2017
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	08 September 2015	31 May 2017
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	30 March 2015	06 August 2015
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	30 March 2015	06 August 2015
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	10 February 2015	16 March 2015
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	10 February 2015	16 March 2015
CSC Futures (HK) Limited 群益期貨(香港)有限公司	RE	2	16 November 2012	01 February 2015
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	16 November 2012	01 February 2015
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司	RE	2	25 October 2010	18 September 2012