SFC Licences of CHAN Hoy Won, Genevieve 陳凱韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 4 | 30 January 2024 | |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 4 | 14 October 2015 | 30 January 2024 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RO | 1 | 09 August 2013 | |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 1 | 14 April 2004 | 09 August 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 06 June 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 06 June 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 06 June 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 06 June 2003 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 06 June 2003 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 06 June 2003 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 06 June 2003 |