| Institution |
Role |
Licences |
Start date |
End date |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RO |
9 |
06 November 2013 |
|
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
|
RO |
9 |
12 April 2012 |
21 November 2017 |
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
|
RO |
4 |
14 February 2012 |
21 November 2017 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RO |
4 |
31 August 2011 |
|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
|
RO |
1 |
22 November 2010 |
|
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
|
RO |
9 |
30 November 2009 |
30 September 2010 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
|
RE |
9 |
18 September 2009 |
30 November 2009 |
Morgan Stanley Hong Kong Futures Limited
|
RO |
2, 7 |
17 July 2006 |
04 September 2006 |
Morgan Stanley Hong Kong Securities Limited
|
RE |
1 |
01 November 2005 |
04 September 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
|
RE |
1, 7 |
21 July 2005 |
04 September 2006 |
Morgan Stanley Hong Kong Futures Limited
|
RE |
2, 7 |
21 July 2005 |
17 July 2006 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
|
RE |
1 |
23 August 2004 |
19 July 2005 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司
|
RO |
1 |
01 April 2003 |
19 July 2005 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司
|
RO |
2 |
01 April 2003 |
19 July 2005 |
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司
|
RO |
5, 9 |
01 April 2003 |
29 November 2004 |
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司
|
RO |
4, 9 |
01 April 2003 |
03 August 2004 |
B.N.P. Securities (Hong Kong) Limited 法國國家巴黎証券(香港)有限公司
|
RO |
1, 4, 9 |
01 April 2003 |
03 June 2003 |