SFC Licences of LEE Kwok Wang, Jason 李國宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 28 September 2016 |
| Merrill Lynch Far East Limited | RE | 1 | 14 February 2007 | 28 September 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 February 2007 | 28 September 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 February 2007 | 06 September 2010 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 23 November 2005 | 15 January 2007 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 06 August 2005 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 21 January 2004 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 21 January 2004 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 21 January 2004 |