SFC Licences of CHENG Tau Cheung 鄭導昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 24 January 2020
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 04 April 2018 23 February 2024
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 04 April 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 04 April 2018
China Everbright Research Limited 中國光大資料研究有限公司 RO 4 09 October 2017 25 February 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 4 16 May 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 16 December 2015 16 May 2016
Aletheia Analyst Network Limited RE 4 06 February 2013 09 December 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 01 August 2011 14 August 2012
CLSA Futures Limited 里昂期貨有限公司 RE 2 12 September 2006 03 May 2008
CLSA Limited 中信里昂證券有限公司 RE 4 12 September 2006 03 May 2008
CLSA Limited 中信里昂證券有限公司 RE 1 12 September 2006 03 May 2008
CLSA Futures Limited 里昂期貨有限公司 RE 5 10 February 2006 03 May 2008
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 01 April 2003 07 September 2006