SFC Licences of LO Man Chuen, Benjamin 羅文晉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 25 June 2012 | 01 November 2022 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 05 May 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 14 March 2007 | 29 September 2008 |